FINRA

FINRA is a not-for-profit, self-regulatory organization dedicated to investor protection and market integrity within the securities industry. It provides comprehensive tools and services for brokerage firms, registered representatives, and investors, including compliance resources, rule interpretations, regulatory filings, and dispute resolution. FINRA also offers educational resources to help investors make informed decisions, enforces rules governing the activities of securities firms and their employees, and acts as a centralized hub for monitoring activities related to crypto assets. Through its regulatory efforts, FINRA plays a critical role in the financial industry by ensuring fair practices and protecting against fraud and insider trading.